beyond the broker
Beyond the Broker: Navigating Financial Advisory Independence
In today's ever-evolving financial advisory landscape, the pursuit of independence is more than just a career move—it's a defining step toward true freedom in serving clients. Beyond the Broker serves as the ultimate guide for advisors considering a transition to independence, offering expert insights and real-world advice from industry leaders who’ve successfully made the leap.
Whether you're ready to break away from a broker-dealer, looking to join a large RIA, or preparing to build your own firm from scratch, this book is your indispensable resource. It explores the different paths to independence and equips you with the knowledge to make informed decisions. From understanding the variety of RIA business models, managing compliance, and breaking free from captive contracts, to sustaining your independent practice once established—this comprehensive guide has you covered.
Led by industry expert Cameo Roberson, CEO of Atlas Park Consulting, and featuring contributions from top professionals including Kristen Guerrero, Darci Smith, Jordan Christa, Sandy Petty, Mariam Koril, Lori Miller, Leslie Lipscomb, Jen Debuhr, Tricia Brady, Kari Ellis, Susan Danzig, and Jessica Weaver, Beyond the Broker demystifies the process of going independent. Each chapter provides practical advice, case studies, and proven strategies to help you confidently navigate your own journey to independence.
Whether you're a seasoned financial advisor contemplating a change or a newcomer to the field, this book will empower you to define success on your own terms and build a thriving, independent advisory practice.
